Enterprise Risk Management (ERM) and AML/CFT in an Increasingly Complex Regulatory Environment: Commitment and Oversight of the Board as the Sine Qua Non for Achieving Sustainable Success in Insurance Companies

Programme Objective

To provide overview on leading practice insights into the world of ERM and AML/CFT practices. By the end of the programme each participant will be able to:

  • Revisit and revitalise board members’ learning on their roles and responsibilities regarding ERM and AML/CFT oversight
  • Appreciate changes to the leading global practice ERM frameworks and the implication on Insurance companies’ ERM frameworks
  • Know the legal and regulatory framework guiding ERM and AML/CFT in Nigeria
  • Understand money laundering and terrorist financing terms such as offences and predicate offences, as well as the sanctions associated with them
  • Understand the link and appreciate the relationship between ERM/AML and corporate governance

Programme Coverage

  • Understand the link between ERM/AML and corporate governance
  • Appreciate the relationships between risk management principles, framework and process
  • ERM framework – ISO 31000 (2009 and 2018)
  • ERM framework – COSO (2004 and 2017)
  • ERM framework – IRM (2002 and updated notes)
  • Which of these frameworks should be the chief cornerstone of your company’s ERM framework?
  • ERM in financial services
  • Boards’ role in ERM Oversight
  • Legal and regulatory frameworks guiding AML/CFT in Nigeria
  • The role of the board in AML/CFT compliance
  • Board’s role in embedding AML compliance culture
  • Offences and predicate offences of ML and penalties
  • Offences of ML and penalties (Directors)
  • Managing relationship with regulators and investigative/law enforcement agencies

 

Who Should Attend?

  • Board members
  • Members of the Enterprise Risk Management Committee
  • Members of other relevant Board and Management Committees
  • Senior executives
  • Senior risk management and compliance/AML officers

 

Duration: 2 hours (In-house/In-plant only)

Date: As agreed with our client

Programme fee: As negotiated

Key benefits: Leading practice insights into the world of ERM and AML/CFT practices, programme materials and certificate of participation