The Full-Range Compliance Management Model: Embedding Compliance Practically

Programme Overview

The role of the compliance function in Nigeria has grown into one of significant importance. Organisations are increasingly relying on their Compliance Officers to provide them with guidance and recommendations regarding their compliance obligations. How do you get your organisation and your compliance function to cover all aspects of these obligations? The first step is to identify the universe of your compliance obligations.

This mind-shifting, highly interactive, compressed and intense three-day programme offers Compliance and AML Officers the opportunity to work through leading practice approaches to identifying, designing and implementing full-range compliance management model for their respective organisations

Participants will learn through our blended learning approach, including presentations, case studies, role plays, insights from real-world compliance practitioners and theoretical and empirical evidence on the benefits of adopting a full-range compliance management model.

Programme Objective

To provide a robust, comprehensive and leading insights on how to implement the full-range compliance management model in your organisation. By the end of the programme each participant will be able to:

   Define Compliance obligation and compliance risk
   Understand the regulatory environment under which compliance operates
   Gain insights into the relationship between compliance and corporate governance and the corporate governance regimes in Nigeria
   Explore ethics and ethical culture
   Learn about the compliance function in terms of independence, status, access to information, reporting line, resources, etc.
   Examine the roles and responsibilities of the compliance function and internal audit in embedding compliance
   Learn about the overall compliance environment, including the compliance culture and the organisational culture
   Identify and discuss the key compliance issues, including AML/CFT, conflicts of interest, conflicts control room, deal clearing and research compliance
   Learn about treasury compliance, financial crime control and conduct risk
   Gain insights into leading practice approaches to dealing with regulators/investigative agencies/law enforcement officers
   Perform hands-on exercises, on practical compliance experiences on issues and challenges


We are first a research company, and everything we do, be it training or consulting, is based on research we have conducted ourselves or those conducted by others. So, we do not just train on the basis of emotions. Our training programmes are based on strong theoretical and empirical findings. These findings allow us to provide our programmes’ participants up to date perspective on areas of interest.

In addition, we are locals and we understand the business environment. We have a good blend of both consulting and real-world day-to-day practical business experience in Nigeria. We have folded our sleeves before and we can fold it for you. Indeed, we are not just trainers and facilitators, we have a good understanding of how things are done in practice in Nigeria. We pride ourselves to be subject matter experts (SMEs) in the areas we train on. If we cannot provide contemporary insights and in-depth knowledge on a particular subject area, then we would say it from the outset.

Furthermore, we have developed our competencies in a lot of areas and we can be a one-stop shop for your organisation in terms of consulting, training and research (qualitative or quantitative) in the areas of leadership, governance, strategy, change management, risk management, compliance, AML/CFT (for financial institution), ethics, team functionality, emotional intelligence, legendary customer service, internal control and standard operating procedures (SOPs) development. We also go out of our way to adopt the best model for each training programme we offer and we are even ready to go “Down Under” (Australia) if that is where we will find the best model. Aut Optimum Aut Nihil; this Latin maxim is not just a philosophy to us, we live it.

Finally, we have few partner firms in South Africa that we can occasionally collaborate with in areas where we need additional capacity.

 Why attend this programme?

This mind-shifting programme offers you the opportunity to learn leading compliance standards and frameworks and how to implement a holistic full-range compliance model.

With this programme, you will benefit from:

   Condensed,3-day full range compliance management training
   Practical strategies for developing and implementing the full-range compliance management model
   Out-of-the-office focus on the full-range compliance management model – away from distractions, phone calls, meetings and other interruptions

Lagos, Nigeria
18– 19 March, 2019

10– 11 June, 2019

Fee (exclusive of tax) 

(US$1,612.90 for foreign participants)